DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

B••••••••• S••••••••• M••••• F••• L•••

Hedge Fundadvised byS•••• P•••• L••• L••asset manager805-4870541953no longer reportedIAPD
Gross asset value
$40.7M
as of Feb 28, 2020; not a fund size
Peak GAV
$143M
highest filing
Owners
20
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
50%
fund-of-funds interests
Non-US owners
98%
Reported
15 filings
Nov 15, 2016 to Feb 28, 2020
Reporting history
one row per Form ADV filing
Gross asset value$40.7M as of Feb 28, 2020
Nov 15, 2016$143M then
Owners20 as of Feb 28, 2020
Nov 15, 20161 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
yes, 4% of the adviser's clients investedreported
Form D file number
021-278593reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America, N.A.
    New York, New York
  • Cantor Fitzgerald & Co.
    New York, New York
  • J.P. Morgan Chase Bank, N.A.
    New York, New York
  • J.P. Morgan Clearing Corp.
    New York, New York
  • Merrill Lynch International
    London, United Kingdom
  • Merrill Lynch Professional Clearing Corp.
    New York, New York
  • Morgan Stanley & Co. LLC
    New York, New York
  • The Bank Of New York Mellon
    New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
2.0%reportedadviser and related persons