DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••• D•• M••••• L•
Gross asset value
$119M
as of May 2, 2024; not a fund size
Peak GAV
$119M
highest filing
Owners
9
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
11%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
12 filings
Nov 17, 2021 to May 2, 2024
Reporting history
one row per Form ADV filing
Gross asset value$119M as of May 2, 2024
Nov 17, 2021$57.1M then
Owners9 as of May 2, 2024
Nov 17, 20212 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 5% of the adviser's clients investedreported
- Form D file number
- 021-413176reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bofa Securities, Inc.New York, New York
- M&T BankBuffalo, New York · LEI WWB2V0FCW3A0EE3ZJN75
- National Financial Services LLCBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 11%reportedadviser and related persons