DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

3•• O•• B•••••• F••• • S••••• A•

Other Private Fundadvised by3•• O•• P•••••••• M••••••• L••••••independent RIA805-4891015729no longer reportedIAPD
Gross asset value
$9.3M
as of Nov 5, 2024; not a fund size
Peak GAV
$196M
highest filing
Owners
44
beneficial owners reported
Minimum investment
$120,000
as reported
Adviser and related own
13%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
80%
Reported
17 filings
Feb 27, 2020 to Nov 5, 2024
Reporting history
one row per Form ADV filing
Gross asset value$9.3M as of Nov 5, 2024
Feb 27, 2020$196M then
Owners44 as of Nov 5, 2024
Feb 27, 2020685 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Indiareported
Clients solicited
noreported
Form D file number
none reportedreported
Type as written
LISTED STRATEGYreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Deutsche Bank A.G.
    Mumbai, Maharashtra, India
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
13%reportedadviser and related persons