DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

A••••••• C•••••• P•••••••• L•

Hedge Fundadvised byA••••••• C•••••• M••••••••• L•asset manager805-4903211365no longer reportedIAPD
Gross asset value
$1.7B
as of Mar 31, 2014; not a fund size
Peak GAV
$1.7B
highest filing
Owners
185
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
10%
of the fund
Owned by funds
35%
fund-of-funds interests
Non-US owners
0%
Reported
4 filings
Nov 17, 2011 to Mar 31, 2014
Reporting history
one row per Form ADV filing
Gross asset value$1.7B as of Mar 31, 2014
Nov 17, 2011$1.2B then
Owners185 as of Mar 31, 2014
Nov 17, 2011179 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-87145reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America, N.A.
    Charlotte, North Carolina
  • Credit Suisse Securities (USA) LLC
    New York, New York
  • Goldman Sachs Bank USA
    New York, New York
  • Goldman, Sachs & Co.
    New York, New York
  • Jpmorgan Chase Bank, N.A. (Ny)
    New York, New York
  • State Street Bank And Trust Company
    Boston, Massachusetts
  • Td Bank, N.A.
    Cherry Hill, New Jersey
  • The Bank Of New York Mellon
    New York, New York
  • The Bank Of Nova Scotia
    Toronto, Ontario, Canada
  • U.S. Bank National Association
    Minneapolis, Minnesota
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
10%reportedadviser and related persons