DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P••• F•••• I••••• U••• L•••••••• R••••••• V•••• M••••• F•••• L•••
Gross asset value
$2.4B
as of Dec 13, 2024; not a fund size
Peak GAV
$12B
highest filing
Owners
7
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
29%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
38%
Reported
65 filings
Mar 30, 2012 to Dec 13, 2024
Reporting history
one row per Form ADV filing
Gross asset value$2.4B as of Dec 13, 2024
Mar 30, 2012$525M then
Owners7 as of Dec 13, 2024
Mar 30, 20121 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Capital Inc.New York, New York
- Citigroup Global Markets Inc.New York, New York
- Sg Americas Securities, LLCNew York, New York
- State Street Bank And Trust CompanyBoston, Massachusetts · LEI 571474TGEMMWANRLN572
Across DFX
shared identifiers only
- P•••••••• F•••• I••••• U••• R••••••• V•••• M••••• F•••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 29%reportedadviser and related persons