DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H••• E•• O•••••• I••••••••• L•••
Gross asset value
$98.7M
as of Nov 19, 2024; not a fund size
Peak GAV
$98.7M
highest filing
Owners
169
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
27%
Reported
11 filings
Mar 28, 2024 to Nov 19, 2024
Reporting history
one row per Form ADV filing
Gross asset value$98.7M as of Nov 19, 2024
Mar 28, 2024$98.7M then
Owners169 as of Nov 19, 2024
Mar 28, 2024169 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- KeybankNew York, New York
- Macquarie Bank LimitedSydney, Australia
- KeybankCleveland, Ohio
- Barclays Bank Plc, Jersey BranchSt. Helier, Jersey
- Carta Securities, LLCSan Francisco, California
- Citibank N.A.New York, New York
- G•••••• S•••• • C•• L••New York, New York · related person of the adviser
- JP Morgan Chase Bank, NaNew York, New York
- Morgan Stanley Capital Services LLCNew York, New York
- Principal BankMinneapolis, Minnesota
- Societe Generale Bank & TrustLuxembourg, Luxembourg
Across DFX
shared identifiers only
- H••• E•• O•••••• I••••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 100%reportedadviser and related persons