DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

B•••• R•••• C•••••••• E••••• L••••••••• O••••••••• M••••• F••• L•••

Hedge Fundadvised byB•••• R•••• A•••• M••••••••• L••former805-4973457270no longer reportedIAPD
Gross asset value
$248M
as of Aug 10, 2012; not a fund size
Peak GAV
$248M
highest filing
Owners
9
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
94%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
2%
Reported
4 filings
Mar 30, 2012 to Aug 10, 2012
Reporting history
one row per Form ADV filing
Gross asset value$248M as of Aug 10, 2012
Mar 30, 2012$125M then
Owners9 as of Aug 10, 2012
Mar 30, 20129 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-175779reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bny Mellon
    New York, New York
  • Credit Suisse Securities (Europe) Ltd
    London, United Kingdom
  • Credit Suisse Securities (USA) LLC
    New York, New York
  • Deutsche Bank Ag
    London, United Kingdom
  • UBS Ag
    London, United Kingdom
  • UBS Securities LLC
    Stamford, Connecticut
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
94%reportedadviser and related persons