DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G••••• P•••••• F•••• L•
Gross asset value
$177M
as of Jul 30, 2026; not a fund size
Peak GAV
$310M
highest filing
Owners
16
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
37%
of the fund
Owned by funds
20%
fund-of-funds interests
Non-US owners
0%
Reported
36 filings
Mar 31, 2014 to Jul 30, 2026
Reporting history
one row per Form ADV filing
Gross asset value$117M as of Nov 19, 2024
Mar 31, 2014$21.0M then
Owners16 as of Nov 19, 2024
Mar 31, 2014933 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 3% of the adviser's clients investedreported
- Form D file number
- 021-214661reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Pershing LLCJersey City, New Jersey
- Wells Fargo Bank, N.A.New York, New York · LEI PBLD0EJDB5FWOLXP3B76
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 37%reportedadviser and related persons