DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•• M•••• M••••• F••• L• • M••• M••••• S•••••
Gross asset value
$325M
as of May 8, 2015; not a fund size
Peak GAV
$325M
highest filing
Owners
8
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
64%
of the fund
Owned by funds
96%
fund-of-funds interests
Non-US owners
47%
Reported
10 filings
Mar 27, 2012 to May 8, 2015
Reporting history
one row per Form ADV filing
Gross asset value$325M as of May 8, 2015
Mar 27, 2012$101M then
Owners8 as of May 8, 2015
Mar 27, 201221 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 12% of the adviser's clients investedreported
- Form D file number
- 021-156952reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Credit Suisse Securities (USA) LLCNew York, New York
- Jpmorgan Global Funds GroupNew York, New York
- Wells Fargo Bank, N.A.San Francisco, California
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 64%reportedadviser and related persons