DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Other Private Fundadvised byA•••• A•••• M••••••••• U•institutional805-5073178866no longer reportedIAPD
Gross asset value
$22,681
as of Jan 3, 2022; not a fund size
Peak GAV
$50.0M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
18 filings
Oct 31, 2017 to Jan 3, 2022
Reporting history
one row per Form ADV filing
Gross asset value$22,681 as of Jan 3, 2022
Oct 31, 2017$48.5M then
Owners2 as of Jan 3, 2022
Oct 31, 20171 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 1% of the adviser's clients investedreported
Form D file number
021-294561reportedthe join to the Form D offering
Type as written
LONG ONLY, NO PERFORMANCE FEEreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • State Street Bank And Trust Company
    Boston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
5.0%reportedadviser and related persons