DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P••••••••• L•••• S••••• B•
Gross asset value
$5.3M
as of Apr 13, 2026; not a fund size
Peak GAV
$6.4M
highest filing
Owners
16
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
6%
of the fund
Owned by funds
95%
fund-of-funds interests
Non-US owners
0%
Reported
9 filings
Mar 28, 2023 to Apr 13, 2026
Reporting history
one row per Form ADV filing
Gross asset value$6.4M as of Oct 28, 2024
Mar 28, 2023$6.4M then
Owners16 as of Oct 28, 2024
Mar 28, 202316 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- South Carolina, United Statesreported
- Clients solicited
- yes, 6% of the adviser's clients investedreported
- Form D file number
- 021-198852reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- National Advisors Trust Co.Overland Park, Kansas
Across DFX
shared identifiers only
- P••••••••• L•••• S••••• B• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 6.0%reportedadviser and related persons