DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Private fund
Small Cap Long/Short Fund, LLC
Gross asset value
$14.5M
as of Sep 21, 2012; not a fund size
Peak GAV
$18.0M
highest filing
Owners
57
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
Jan 4, 2012 to Sep 21, 2012
Reporting history
one row per Form ADV filing
Gross asset value$14.5M as of Sep 21, 2012
Jan 4, 2012$18.0M then
Owners57 as of Sep 21, 2012
Jan 4, 201257 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- feederreported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 3% of the adviser's clients investedreported
- Form D file number
- 021-119608reportedthe join to the Form D offering
- Type as written
- FEEDER FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- State Street Bank & TrustBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons