DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G••••• D••••••••• N•••••• M••••• F•••• L•
Gross asset value
$20.0M
as of Aug 24, 2020; not a fund size
Peak GAV
$724M
highest filing
Owners
10
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
38%
of the fund
Owned by funds
6%
fund-of-funds interests
Non-US owners
0%
Reported
19 filings
Oct 28, 2014 to Aug 24, 2020
Reporting history
one row per Form ADV filing
Gross asset value$20.0M as of Aug 24, 2020
Oct 28, 2014$0 then
Owners10 as of Aug 24, 2020
Oct 28, 20140 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- 021-221151reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Morgan Stanley & Co. LLCNew York, New York
- Wells Fargo Bank, N.A.New York, New York · LEI PBLD0EJDB5FWOLXP3B76
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 38%reportedadviser and related persons