DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••• P•••• C•••••• P••••••• M••••• F••• L•
Gross asset value
$120M
as of Feb 5, 2024; not a fund size
Peak GAV
$334M
highest filing
Owners
38
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
11%
of the fund
Owned by funds
12%
fund-of-funds interests
Non-US owners
14%
Reported
10 filings
Mar 27, 2020 to Feb 5, 2024
Reporting history
one row per Form ADV filing
Gross asset value$120M as of Feb 5, 2024
Mar 27, 2020$200M then
Owners38 as of Feb 5, 2024
Mar 27, 202027 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-230581reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Jefferies LLCNew York, New York · LEI 58PU97L1C0WSRCWADL48
- Morgan Stanley & Co. LLCNew York, New York · LEI 5493006PLV06WO8C1T28
- Northbrook Bank & TrustNorthbrook, Illinois · LEI CLHA5EVJO4FMZ2WOBV70
Across DFX
shared identifiers only
- S•••• P•••• C•••••• P••••••• M••••• F••• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 11%reportedadviser and related persons