DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H••••• B•••••• L••• O••••••••• C••••• F••• I•• L•••
Gross asset value
$679M
as of Apr 1, 2013; not a fund size
Peak GAV
$691M
highest filing
Owners
40
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
10%
fund-of-funds interests
Non-US owners
90%
Reported
4 filings
Feb 16, 2012 to Apr 1, 2013
Reporting history
one row per Form ADV filing
Gross asset value$679M as of Apr 1, 2013
Feb 16, 2012$691M then
Owners40 as of Apr 1, 2013
Feb 16, 201240 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-142616reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of New York MellonNew York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
Across DFX
shared identifiers only
- H••••• B•••••• L••• O••••••••• C••••• F••• I•• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons