DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C•• N•••• F••• 1• L••

Venture Capital Fundadvised byC••••••••• W••• • C• I••independent RIA805-5122712973no longer reportedIAPD
Gross asset value
$4.9M
as of May 15, 2023; not a fund size
Peak GAV
$6.4M
highest filing
Owners
66
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
15%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
18 filings
Jan 31, 2017 to May 15, 2023
Reporting history
one row per Form ADV filing
Gross asset value$4.9M as of May 15, 2023
Jan 31, 2017$2.7M then
Owners66 as of May 15, 2023
Jan 31, 201763 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
California, United Statesreported
Clients solicited
noreported
Form D file number
021-194637reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Fidelity Brokerage Services LLC
    New York, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
15%reportedadviser and related persons