DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
E•• F••• L•••
Gross asset value
$228M
as of Jan 20, 2016; not a fund size
Peak GAV
$228M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$100M
as reported
Adviser and related own
5%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
95%
Reported
6 filings
Jan 28, 2015 to Jan 20, 2016
Reporting history
one row per Form ADV filing
Gross asset value$228M as of Jan 20, 2016
Jan 28, 2015$206M then
Owners2 as of Jan 20, 2016
Jan 28, 20152 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-226142reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Capital Inc.New York, New York
- Bny MellonNew York, New York
- Credit Suisse Securities (USA) LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 5.0%reportedadviser and related persons