DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

S•• I• L••

Private Equity Fundadvised byS••••• R•••• A••••••• L••former805-5161139214IAPD
Gross asset value
$14.8M
as of Apr 5, 2016; not a fund size
Peak GAV
$14.8M
highest filing
Owners
99
beneficial owners reported
Minimum investment
$15,000
as reported
Adviser and related own
15%
of the fund
Owned by funds
17%
fund-of-funds interests
Non-US owners
15%
Reported
2 filings
Mar 30, 2015 to Apr 5, 2016
Reporting history
one row per Form ADV filing
Gross asset value$14.8M as of Apr 5, 2016
Mar 30, 2015$14.0M then
Owners99 as of Apr 5, 2016
Mar 30, 201599 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 0% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Td Bank
    Ramsey, New Jersey
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
15%reportedadviser and related persons