DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••• C•••••• H••••••• I•• L•••
Gross asset value
$131M
as of May 2, 2022; not a fund size
Peak GAV
$595M
highest filing
Owners
93
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
19%
of the fund
Owned by funds
3%
fund-of-funds interests
Non-US owners
43%
Reported
18 filings
Feb 13, 2012 to May 2, 2022
Reporting history
one row per Form ADV filing
Gross asset value$131M as of May 2, 2022
Feb 13, 2012$510M then
Owners93 as of May 2, 2022
Feb 13, 201294 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-101041reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- UBS AgSanta Barbara, California
- UBS Financial Services Inc.Santa Barbara, California
Across DFX
shared identifiers only
- C••••• C•••••• H••••••• I•• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 19%reportedadviser and related persons