DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P•••••• A••••••• S•••• C•••••• P•••••• E••••• F••• V•• L•
Gross asset value
$266M
as of Nov 13, 2024; not a fund size
Peak GAV
$436M
highest filing
Owners
91
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
13%
of the fund
Owned by funds
6%
fund-of-funds interests
Non-US owners
5%
Reported
48 filings
Mar 31, 2014 to Nov 13, 2024
Reporting history
one row per Form ADV filing
Gross asset value$266M as of Nov 13, 2024
Mar 31, 2014$60.7M then
Owners91 as of Nov 13, 2024
Mar 31, 20141 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-209649reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- BlackrockNew York, New York · LEI 549300LRIF3NWCU26A80
- Pnc Bank, N.A.Pittsburgh, Pennsylvania · LEI AD6GFRVSDT01YPT1CS68
Across DFX
shared identifiers only
- P•••••• A••••••• S•••• C•••••• P•••••• E••••• F••• V•• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 13%reportedadviser and related persons