DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

M•• A••••• C••••• O••••••••• F•••• L•••

Hedge Fundadvised byM•• P•••••••• L•••asset manager805-5219148619no longer reportedIAPD
Gross asset value
$312M
as of Jun 15, 2023; not a fund size
Peak GAV
$391M
highest filing
Owners
42
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
9%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
18 filings
Aug 17, 2020 to Jun 15, 2023
Reporting history
one row per Form ADV filing
Gross asset value$312M as of Jun 15, 2023
Aug 17, 2020$104M then
Owners42 as of Jun 15, 2023
Aug 17, 20204 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-373894reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Goldman Sachs & Co. LLC
    New York, New York
  • J.P. Morgan Chase Bank, N.A.
    New York, New York
  • J.P. Morgan Securities Inc.
    New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
9.0%reportedadviser and related persons