DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Private Equity Fundadvised byunclassified805-5221799775no longer reportedIAPD
Gross asset value
$71.4M
as of Apr 9, 2020; not a fund size
Peak GAV
$131M
highest filing
Owners
29
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
74%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
90%
Reported
9 filings
Mar 26, 2015 to Apr 9, 2020
Reporting history
one row per Form ADV filing
Gross asset value$71.4M as of Apr 9, 2020
Mar 26, 2015$102M then
Owners29 as of Apr 9, 2020
Mar 26, 201545 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
yes, 6% of the adviser's clients investedreported
Form D file number
021-234679reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Mizuho Bank, Ltd., Hong Kong Branch
    Hong Kong, Hong Kong · LEI RB0PEZSDGCO3JS6CEU02
  • Morgan Stanley & Co. International Plc
    London, United Kingdom · LEI 4PQUHN3JPFGFNF3BB653
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
74%reportedadviser and related persons