DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L•••••••• C••••••••• R••• E••••• A•••• D••••• P•••••••• L•••
Gross asset value
$604M
as of Oct 29, 2024; not a fund size
Peak GAV
$1.0B
highest filing
Owners
2
beneficial owners reported
Minimum investment
$25.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
51 filings
Dec 23, 2011 to Oct 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$604M as of Oct 29, 2024
Dec 23, 2011$331M then
Owners2 as of Oct 29, 2024
Dec 23, 20112 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Texas, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-142194reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Amegy BankHouston, Texas · LEI XY18PUSROVLI5YR2I431
- Bank Of AmericaHouston, Texas · LEI B4TYDEB6GKMZO031MB27
- JP Morgan Chase BankHouston, Texas · LEI 7H6GLXDRUGQFU57RNE97
- Wells Fargo BankHouston, Texas · LEI KB1H1DSPRFMYMCUFX
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons