DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••• X• L•
Gross asset value
$1.3B
as of Jun 11, 2024; not a fund size
Peak GAV
$2.0B
highest filing
Owners
57
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
50%
fund-of-funds interests
Non-US owners
1%
Reported
15 filings
Mar 27, 2015 to Jun 11, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.3B as of Jun 11, 2024
Mar 27, 2015$675M then
Owners57 as of Jun 11, 2024
Mar 27, 201553 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-226327reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- American Stock Transfer & Trust Company, LLCBrooklyn, New York
- Banc Of CaliforniaLos Angeles, California
- Computershare Trust Company, N.A.Canton, Massachusetts
- First-Citizens Bank & Trust Co.Santa Clara, California
- Raymond James & Associates, Inc.New York, New York
- UBS Financial Services Inc.Boston, Massachusetts
Across DFX
shared identifiers only
- C••••• X• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons