DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••••••• M••••• F•••• L•
Gross asset value
$159M
as of Sep 10, 2013; not a fund size
Peak GAV
$159M
highest filing
Owners
34
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
95%
Reported
9 filings
Mar 28, 2012 to Sep 10, 2013
Reporting history
one row per Form ADV filing
Gross asset value$159M as of Sep 10, 2013
Mar 28, 2012$4.2M then
Owners34 as of Sep 10, 2013
Mar 28, 201213 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 98% of the adviser's clients investedreported
- Form D file number
- 021-173376reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Northern Trust CompanyChicago, Illinois
- Wells FargoMinneapolis, Minnesota
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 3.0%reportedadviser and related persons