DFX Intelligence

RIA Intelligence

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Private fund

G• L••• P••••••• I• O••••••• B• L•••

Securitized Asset Fundadvised byG•••••• S•••• • C•• L••wirehouse805-5325809828no longer reportedIAPD
Gross asset value
$0
as of Feb 21, 2023; not a fund size
Peak GAV
$1.3B
highest filing
Owners
11
beneficial owners reported
Minimum investment
$50.0M
as reported
Adviser and related own
34%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
66%
Reported
216 filings
Mar 30, 2012 to Feb 21, 2023
Reporting history
one row per Form ADV filing
Gross asset value$189M as of Jul 19, 2016
Mar 30, 2012$1.3B then
Owners11 as of Jul 19, 2016
Mar 30, 201211 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
yes, 0% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Abn Amro Bank N.V
    Gustav Mahlerlaan, Netherlands
  • Aozora Bank
    Chiyoda, Japan
  • Banco Santander (Mexico), S.A.
    Mexico City, Mexico
  • Bank Of America
    Charlotte, California
  • Bank Of America
    Concord, California
  • Bank Of China
    Shenzhen, China
  • Barclays Bank Plc
    London, United Kingdom
  • Barclays Bank Plc, Jersey Branch
    St. Helier, Jersey
  • Bnp Paribas
    Paris, France
  • Ca Indosuez Wealth (Europe)
    Luxembourg, Luxembourg
  • Caceis Bank Luxembourg
    Luxembourg, Luxembourg
  • Carta Securities, LLC
    San Francisco, California
  • Ccb Qingdao Sifang Branch
    Qingdao, China
  • China (Shanghai) Pilot Free Trade Zone Branch, Bank Of China, Shanghai
    Shanghai, China
  • China Merchant Bank Huhehaote Municipal Branch
    Hohhot, China
  • Cibc Bank USA
    Chicago, Illinois
  • Citibank N.A.
    New York, New York
  • Cmb Huhehaote Municipal Branch
    Hohhot, China
  • Corland Bmo
    Chicago, Illinois
  • Credit Agricole Corporate And Invesment Bank
    New York, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
34%reportedadviser and related persons