DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M•••••• M•••••••• F•••• L•••
Other Private Fundadvised byE••••••• C••••• A•••••••• L••asset manager805-5335629050no longer reportedIAPD
Gross asset value
$1.2M
as of Sep 30, 2021; not a fund size
Peak GAV
$209M
highest filing
Owners
20
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
61%
fund-of-funds interests
Non-US owners
20%
Reported
17 filings
Jan 26, 2012 to Sep 30, 2021
Reporting history
one row per Form ADV filing
Gross asset value$1.2M as of Sep 30, 2021
Jan 26, 2012$201M then
Owners20 as of Sep 30, 2021
Jan 26, 201220 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-112382reportedthe join to the Form D offering
- Type as written
- M•••••••• FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
- Silicon Valley BankSanta Clara, California
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 3.0%reportedadviser and related persons