DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•••••• M••• M••••• F••• L•
Gross asset value
$1.5B
as of Oct 31, 2024; not a fund size
Peak GAV
$2.0B
highest filing
Owners
115
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
13%
fund-of-funds interests
Non-US owners
41%
Reported
28 filings
Oct 27, 2016 to Oct 31, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.5B as of Oct 31, 2024
Oct 27, 2016$101M then
Owners115 as of Oct 31, 2024
Oct 27, 2016106 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 10% of the adviser's clients investedreported
- Form D file number
- 021-281225reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of New York MellonNew York, New York · LEI WFLLPEPC7FZXENRZV188
- Inspira Financial Trust, LLCOakland, Illinois
- Jpmorgan Chase & CoNew York, New York · LEI 8I5DZWZKVSZI1NUHU74
- U.S. Bank, N.A.Cincinnati, Ohio
- Wells FargoSan Francisco, California
- Wilmington Trust, National AssociationBuffalo, New York · LEI 254900K52ZHF2PEQE649
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons