DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••• S••••• F•••• L•••
Gross asset value
$13.4M
as of May 3, 2024; not a fund size
Peak GAV
$139M
highest filing
Owners
154
beneficial owners reported
Minimum investment
$2.5M
as reported
Adviser and related own
3%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
30%
Reported
24 filings
Mar 28, 2012 to May 3, 2024
Reporting history
one row per Form ADV filing
Gross asset value$13.4M as of May 3, 2024
Mar 28, 2012$139M then
Owners154 as of May 3, 2024
Mar 28, 2012154 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-100264reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- C•••• Citic Bank International LimitedTianjin, China
- Citic Securities Co., Ltd.Shanghai, China
- Hsbc Bank Bermuda LimitedHamilton, Bermuda
- Silicon Valley BankSanta Clara, California
Across DFX
shared identifiers only
- C•••• S••••• F•••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons