DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••••••• C•••••• P••••••• M••••• F•••• L•
Gross asset value
$1.2B
as of May 9, 2024; not a fund size
Peak GAV
$1.2B
highest filing
Owners
48
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
13%
of the fund
Owned by funds
11%
fund-of-funds interests
Non-US owners
82%
Reported
25 filings
Mar 1, 2013 to May 9, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.2B as of May 9, 2024
Mar 1, 2013$20.1M then
Owners48 as of May 9, 2024
Mar 1, 20131 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-197264reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citco Banking Corporation N.VWillemstad, Curacao
- Flagstar Bank, N.A.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Securities LLCNew York, New York
- National Financial Services LLCBoston, Massachusetts
Across DFX
shared identifiers only
- C•••••••• C•••••• P••••••• M••••• F•••• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 13%reportedadviser and related persons