DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

N•••• B••••• G••••• E••••• I•• L•••

Gross asset value
$980M
as of Apr 25, 2024; not a fund size
Peak GAV
$2.3B
highest filing
Owners
65
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
19%
of the fund
Owned by funds
43%
fund-of-funds interests
Non-US owners
11%
Reported
23 filings
Mar 31, 2014 to Apr 25, 2024
Reporting history
one row per Form ADV filing
Gross asset value$980M as of Apr 25, 2024
Mar 31, 2014$580M then
Owners65 as of Apr 25, 2024
Mar 31, 201464 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-199920reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Alpha Group International Plc.
    London, United Kingdom
  • Ing Luxembourg
    Luxembourg, Luxembourg
  • Merrill Lynch, Pierce, Fenner & Smith Inc.
    San Francisco, California
  • Silicon Valley Bank
    Santa Clara, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
19%reportedadviser and related persons