DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A•••• S••••• G•••• F••• I• L••
Gross asset value
$168M
as of Nov 26, 2024; not a fund size
Peak GAV
$195M
highest filing
Owners
49
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
85%
Reported
9 filings
Apr 15, 2020 to Nov 26, 2024
Reporting history
one row per Form ADV filing
Gross asset value$168M as of Nov 26, 2024
Apr 15, 2020$15.0M then
Owners49 as of Nov 26, 2024
Apr 15, 20202 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Dorsey & Whitney Trust Company LLCSioux Falls, South Dakota
- Popular BankNew York, New York
- Silicon Valley BankSanta Clara, California
- UBS Financial Services Inc.Stamford, Connecticut
Across DFX
shared identifiers only
- A•••• S••••• G•••• F••• I• L•• · peshared adv fund id
- A•••• S••••• G•••• F••• I• L•• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons