DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
I••••••• M•••••• A••••••••• L•••
Gross asset value
$5.6M
as of May 6, 2024; not a fund size
Peak GAV
$30.2M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$25.8M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
99%
Reported
33 filings
Mar 28, 2013 to May 6, 2024
Reporting history
one row per Form ADV filing
Gross asset value$5.6M as of May 6, 2024
Mar 28, 2013$26.4M then
Owners2 as of May 6, 2024
Mar 28, 20132 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- United Kingdomreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Banc Of CaliforniaIrvine, California
- City National BankLos Angeles, California
- Computershare Trust Company, N.A.Minneapolis, Minnesota
- Interactive Brokers LLCGreenwich, Connecticut
- Rjo'BrienChicago, Illinois
- Wells Fargo Bank, N.A.San Francisco, California
Across DFX
shared identifiers only
- C•••••• R••••• C••••• M•••••• A••••••••• L••• · peshared adv fund id
- I••••••• M•••••• A••••••••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons