DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••••• C•••••• P•••••••• L•
Gross asset value
$26.2M
as of Mar 23, 2017; not a fund size
Peak GAV
$166M
highest filing
Owners
16
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
41%
of the fund
Owned by funds
19%
fund-of-funds interests
Non-US owners
0%
Reported
15 filings
Mar 22, 2012 to Mar 23, 2017
Reporting history
one row per Form ADV filing
Gross asset value$26.2M as of Mar 23, 2017
Mar 22, 2012$40.1M then
Owners16 as of Mar 23, 2017
Mar 22, 20127 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- feeder of 805-4300394973reported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-173377reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- BnNew York, New York
- Credit Suisse Securities (USA) LLCNew York, New York
- Goldman, Sachs & Co.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- Northern Trust International Banking Corp.New York, New York
Across DFX
shared identifiers only
- S••••••• C•••••• P•••••••• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 41%reportedadviser and related persons