DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H••••• M•••• T••• • F•••• P•••••• E••••• F••• I• L•
Gross asset value
$126,398
as of Dec 12, 2017; not a fund size
Peak GAV
$1.0M
highest filing
Owners
21
beneficial owners reported
Minimum investment
$20.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
8%
fund-of-funds interests
Non-US owners
3%
Reported
13 filings
Feb 10, 2012 to Dec 12, 2017
Reporting history
one row per Form ADV filing
Gross asset value$126,398 as of Dec 12, 2017
Feb 10, 2012$710,298 then
Owners21 as of Dec 12, 2017
Feb 10, 201222 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- American Stock Transfer & Trust Company LLCBrooklyn, New York
- Jpmorgan Chase BankHouston, Texas
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Raymond James & Associates, Inc.New York, New York
Across DFX
shared identifiers only
- H••••• M•••• T••• • F•••• P•••••• E••••• F••• I• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons