DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
K•••• H••• P••••••• F••• L•
Gross asset value
$195M
as of Jul 1, 2024; not a fund size
Peak GAV
$297M
highest filing
Owners
80
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
4%
of the fund
Owned by funds
8%
fund-of-funds interests
Non-US owners
21%
Reported
31 filings
May 9, 2016 to Jul 1, 2024
Reporting history
one row per Form ADV filing
Gross asset value$195M as of Jul 1, 2024
May 9, 2016$64.4M then
Owners80 as of Jul 1, 2024
May 9, 201629 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-261529reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Carta Securities, LLCSan Francisco, California
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York City, New York
- Morgan StanleyNew York, New York
- Oppenheimer & Co. Inc.Los Angeles, California
- Raymond James & Associates, Inc.Baltimore, Maryland
- Silicon Valley BankBoston, Massachusetts
- Societe GeneraleNantes, France
Across DFX
shared identifiers only
- K•••• H••• P••••••• F••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 4.0%reportedadviser and related persons