DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O•• H•••••• F••• I• L••
Gross asset value
$369,254
as of Jun 4, 2018; not a fund size
Peak GAV
$1.8M
highest filing
Owners
62
beneficial owners reported
Minimum investment
$10,000
as reported
Adviser and related own
35%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
2%
Reported
24 filings
Mar 30, 2012 to Jun 4, 2018
Reporting history
one row per Form ADV filing
Gross asset value$369,254 as of Jun 4, 2018
Mar 30, 2012$1.3M then
Owners62 as of Jun 4, 2018
Mar 30, 201262 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 3% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- The Northern Trust CompanyChicago, Illinois · LEI 6PTKHDJ8HDUF78PFWH30
Across DFX
shared identifiers only
- O•• H•••••• F••• I• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 35%reportedadviser and related persons