DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••••• C•••••• P••••••• I• O••••••• H•••••••• L•••
Gross asset value
$1.0B
as of Jul 30, 2024; not a fund size
Peak GAV
$1.2B
highest filing
Owners
67
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
19%
of the fund
Owned by funds
12%
fund-of-funds interests
Non-US owners
90%
Reported
17 filings
Jun 25, 2019 to Jul 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.0B as of Jul 30, 2024
Jun 25, 2019$709M then
Owners67 as of Jul 30, 2024
Jun 25, 201962 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaNew York, New York
- Comerica BankLivonia, Minnesota
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
- Silicon Valley BankSanta Clara, California
Across DFX
shared identifiers only
- S•••••••• C•••••• P••••••• I• O••••••• H•••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 19%reportedadviser and related persons