DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B••••••••• C••••• O••••••••• F••• L•
Gross asset value
$8.7M
as of Mar 5, 2024; not a fund size
Peak GAV
$123M
highest filing
Owners
76
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
5%
of the fund
Owned by funds
26%
fund-of-funds interests
Non-US owners
24%
Reported
10 filings
Mar 6, 2019 to Mar 5, 2024
Reporting history
one row per Form ADV filing
Gross asset value$8.7M as of Mar 5, 2024
Mar 6, 2019$123M then
Owners76 as of Mar 5, 2024
Mar 6, 201969 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-248546reportedthe join to the Form D offering
- Type as written
- PRIVATE DEBT FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- East West BankLos Angeles, California · LEI F28JOQ8OBWCFUYM0UX
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 5.0%reportedadviser and related persons