DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
D•••••••• G••••• F•••• M••••• F•••• L•••
Hedge Fundadvised byD•••••••• C•••••• M••••••••• L••asset manager805-5494762038no longer reportedIAPD
Gross asset value
$578M
as of Dec 14, 2020; not a fund size
Peak GAV
$4.1B
highest filing
Owners
42
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
78%
of the fund
Owned by funds
5%
fund-of-funds interests
Non-US owners
3%
Reported
18 filings
Feb 14, 2012 to Dec 14, 2020
Reporting history
one row per Form ADV filing
Gross asset value$578M as of Dec 14, 2020
Feb 14, 2012$695M then
Owners42 as of Dec 14, 2020
Feb 14, 201254 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Capital Inc.New York, New York
- Bnp Paribas Securities Corp.New York, New York
- Btg Pactual US Capital, LLCNew York, New York
- Citigroup Global Markets Inc.New York, New York
- Credit Suisse Securities (USA) LLCNew York, New York
- Deutsche Bank Securities Inc.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- Hsbc Securities (USA) Inc.New York, New York
- Icbc Standard Bank PlcLondon, United Kingdom
- J.P. Morgan Securities LLCNew York, New York
- Macquarie Capital (USA) Inc.New York, New Mexico
- Merrill Lynch Professional Clearing Corp.New York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
- National Financial Services LLCBoston, Massachusetts
- Nomura Securities International, Inc.New York, New York
- Royal Bank Of ScotlandLondon, United Kingdom
- Santander Investment Securities Inc.New York, New York
- Sg Americas Securities, LLCNew York, New York
- Standard Chartered Securities North America LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 78%reportedadviser and related persons