DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
F•••• B••••• L•
Other Private Fundadvised byF•••• M•••••••• C•• L••BD affiliated805-5499434652no longer reportedIAPD
Gross asset value
$0
as of Nov 22, 2024; not a fund size
Peak GAV
$221M
highest filing
Owners
58
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
12%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
75 filings
Mar 27, 2012 to Nov 22, 2024
Reporting history
one row per Form ADV filing
Gross asset value$0 as of Nov 22, 2024
Mar 27, 2012$128M then
Owners58 as of Nov 22, 2024
Mar 27, 201268 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- New York, United Statesreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- 021-41469reportedthe join to the Form D offering
- Type as written
- OFFSHORE PRIVATE INVESTMENT VEHICLE FOCUSED ON HEALTH CARE AND RELATED INDUSTRIESreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Pershing LLCJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 12%reportedadviser and related persons