DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G••• R••••••• F•••
Gross asset value
$13.1M
as of Sep 30, 2019; not a fund size
Peak GAV
$606M
highest filing
Owners
230
beneficial owners reported
Minimum investment
$19,000
as reported
Adviser and related own
17%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
89%
Reported
36 filings
Mar 30, 2012 to Sep 30, 2019
Reporting history
one row per Form ADV filing
Gross asset value$13.1M as of Sep 30, 2019
Mar 30, 2012$88.9M then
Owners230 as of Sep 30, 2019
Mar 30, 2012718 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Canadareported
- Clients solicited
- yes, 6% of the adviser's clients investedreported
- Form D file number
- 021-216380reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bmo Nesbitt BurnsToronto, Ontario, Canada
- Cibc World Markets Inc.Toronto, Ontario, Canada
- RBC Investor & Treasury ServicesToronto, Canada
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 17%reportedadviser and related persons