DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
L•• O••••••••• I• L•••
Gross asset value
$284M
as of Mar 26, 2024; not a fund size
Peak GAV
$284M
highest filing
Owners
11
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
25%
of the fund
Owned by funds
17%
fund-of-funds interests
Non-US owners
47%
Reported
6 filings
Mar 31, 2022 to Mar 26, 2024
Reporting history
one row per Form ADV filing
Gross asset value$284M as of Mar 26, 2024
Mar 31, 2022$267M then
Owners11 as of Mar 26, 2024
Mar 31, 202211 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-274938reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- HsbcNew York, New York
- Merrill Lynch, Pierce, Fenner & Smith Inc.New York, New York
Across DFX
shared identifiers only
- L•• O••••••••• I• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 25%reportedadviser and related persons