DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H•• C•••• C•••••• A••••••••• F•••• L•••
Gross asset value
$362M
as of May 6, 2024; not a fund size
Peak GAV
$762M
highest filing
Owners
128
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
12%
of the fund
Owned by funds
40%
fund-of-funds interests
Non-US owners
0%
Reported
32 filings
Mar 28, 2014 to May 6, 2024
Reporting history
one row per Form ADV filing
Gross asset value$362M as of May 6, 2024
Mar 28, 2014$105M then
Owners128 as of May 6, 2024
Mar 28, 201499 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 43% of the adviser's clients investedreported
- Form D file number
- 021-206207reportedthe join to the Form D offering
- Type as written
- C•••• EQUITY FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citibank (C••••) Co., Ltd.Shanghai, China
- JP Morgan Chase BankNew York, New York
- State Street Bank And Trust CompanyHong Kong, Hong Kong
Across DFX
shared identifiers only
- H•• C•••• C•••••• A••••••••• F•••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 12%reportedadviser and related persons