DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••••••• C••••••••• F••• L••••••
Gross asset value
$332M
as of Mar 28, 2013; not a fund size
Peak GAV
$332M
highest filing
Owners
12
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
3%
of the fund
Owned by funds
16%
fund-of-funds interests
Non-US owners
4%
Reported
2 filings
Mar 30, 2012 to Mar 28, 2013
Reporting history
one row per Form ADV filing
Gross asset value$332M as of Mar 28, 2013
Mar 30, 2012$206M then
Owners12 as of Mar 28, 2013
Mar 30, 20125 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-175937reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Jpmorgan Chase Bank, NaNew York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedChicago, Illinois
- Newedge USA, LLCChicago, Illinois
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons