DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Private Equity Fundadvised byS•••••••• P••••••• F••• S•••••••• A••••••• L•••asset manager805-5571414057no longer reportedIAPD
Gross asset value
$94.1M
as of Oct 11, 2018; not a fund size
Peak GAV
$229M
highest filing
Owners
2
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
100%
of the fund
Owned by funds
100%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Mar 30, 2016 to Oct 11, 2018
Reporting history
one row per Form ADV filing
Gross asset value$94.1M as of Oct 11, 2018
Mar 30, 2016$229M then
Owners2 as of Oct 11, 2018
Mar 30, 20162 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Bermudareported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America Corporation N.A.
    New York, New York · LEI B4TYDEB6GKMZ0031MB27
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
100%reportedadviser and related persons