DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Hedge Fundadvised byE••••••• S•••••••• G••••• L••former805-5575221009no longer reportedIAPD
Gross asset value
$208M
as of Sep 28, 2012; not a fund size
Peak GAV
$208M
highest filing
Owners
10
beneficial owners reported
Minimum investment
$25.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
40%
fund-of-funds interests
Non-US owners
30%
Reported
4 filings
Mar 30, 2012 to Sep 28, 2012
Reporting history
one row per Form ADV filing
Gross asset value$208M as of Sep 28, 2012
Mar 30, 2012$208M then
Owners10 as of Sep 28, 2012
Mar 30, 201210 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Barclays Bank Plc
    London, United Kingdom
  • Citigroup Global Markets Inc.
    New York, New York
  • Citigroup Global Markets Incorporated
    Getzville, New York
  • Deutsche Bank Securities Inc.
    New York, New York
  • Goldman Sachs International
    London, United Kingdom
  • J.P. Morgan Clearing Corp.
    Brooklyn, New York
  • Jpmorgan Chase Bank, N.A.
    New York, New York
  • Merrill Lynch International
    London, United Kingdom
  • Morgan Stanley & Co. LLC
    New York, New York
  • Morgan Stanley & Co., Incorporated
    New York, New York
  • Morgan Stanley Capital Services
    New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
3.0%reportedadviser and related persons