DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••••• P••••••• P••••••• F••• I• L•••
Private Equity Fundadvised byS•••••••• P••••••• F••• S•••••••• A••••••• L•••asset manager805-5585173977no longer reportedIAPD
Gross asset value
$167,729
as of Aug 17, 2016; not a fund size
Peak GAV
$10.9M
highest filing
Owners
3
beneficial owners reported
Minimum investment
$100M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
8 filings
Aug 15, 2013 to Aug 17, 2016
Reporting history
one row per Form ADV filing
Gross asset value$167,729 as of Aug 17, 2016
Aug 15, 2013$10.9M then
Owners3 as of Aug 17, 2016
Aug 15, 20132 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-99999reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America Corporation N.A.New York, New York
- CitibankNew York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
- Morgan StanleyNew York, New York
Across DFX
shared identifiers only
- S•••••••• P••••••• P••••••• F••• I• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons