DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••• I••••• F•••• L•
Gross asset value
$9.6M
as of Mar 22, 2021; not a fund size
Peak GAV
$9.6M
highest filing
Owners
32
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
23%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
5 filings
Mar 12, 2018 to Mar 22, 2021
Reporting history
one row per Form ADV filing
Gross asset value$9.6M as of Mar 22, 2021
Mar 12, 2018$1.7M then
Owners32 as of Mar 22, 2021
Mar 12, 201812 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Texas, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-315404reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Frost BankSan Antonio, Texas · LEI G5AHTAP80NWA3Q8RDC78
Across DFX
shared identifiers only
- S••••• I••••• F•••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 23%reportedadviser and related persons