DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A•••• E••••• S•••••• O••••••••• P•••••••• M••••• F••• L••••••
Gross asset value
$141M
as of Mar 25, 2024; not a fund size
Peak GAV
$272M
highest filing
Owners
82
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
9%
of the fund
Owned by funds
6%
fund-of-funds interests
Non-US owners
97%
Reported
19 filings
Aug 29, 2014 to Mar 25, 2024
Reporting history
one row per Form ADV filing
Gross asset value$141M as of Mar 25, 2024
Aug 29, 2014$157M then
Owners82 as of Mar 25, 2024
Aug 29, 201480 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Hsbc Bank PlcLondon, United Kingdom
- Merrill Lynch InternationalLondon, United Kingdom
- Morgan Stanley & Co. International PlcLondon, United Kingdom
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 9.0%reportedadviser and related persons